Broker Check

Privacy Policy

We recognize the importance of protecting your privacy and have established policies designed to safeguard your confidential information. Key elements of those policies are as follows:

  • 5 Point Financial Group, Inc., does not sell your personal information to anyone; nor does 5 Point Financial share your information with anyone except as required or permitted by law or as implicitly authorized by you. Certain information may be shared with our broker/dealer United Planners Financial, and the sponsors of financial products and services you select. For example, if you invest in a mutual fund through 5 Point Financial, you may complete an application that 5 Point Financial forwards to United Planners Financial and that fund company.
  • 5 Point Financial receives information about you in the normal course of providing financial services. This information is usually communicated to 5 Point Financial by you. If you or another financial institution (mutual fund, insurance company, clearing agent, or advisory firm) designate United Planners Financial as dealer of record for an account, that institution may provide United Planners Financial and 5 Point Financial with related personal information.
  • 5 Point Financial and United Planners Financial maintain physical, electronic, and procedural safeguards to protect your privacy. Access to your personal information is restricted to those employees and agents who need the information to provide the products and services you have selected.
  • 5 Point Financial and United Planners Financial may permit your Financial Advisor to maintain access to your personal information to facilitate continuity of effective service to you in the event your Financial Advisor chooses to affiliate with a firm other than United Planners Financial.

Please contact 5 Point Financial or United Planners Financial if you identify an error in the information associated with your accounts, or if you have questions concerning the use and maintenance of your confidential information.

Website Security:
5 Point Financial and United Planners Financial provide private, secure communications. Confidential account information and transactions are encrypted with Secured Socket Layering (SSL) technology. Clients must access their accounts using a secure browser. “Cookie” technology ensures your account’s confidentiality and security while facilitating site navigation and the creation and recall of customized information such as model portfolios and quote tracks.

A cookie is a temporary security identifier assigned to your browser and written to your hard drive when you log in. Like a visitor pass, it lets you move from page to page within password protected areas of a site without having to re-enter your user name and password for each page. Cookies on the United Planners Financial site are valid for 30 minutes if you stay on the site and are deleted immediately after you log off or close your browser. Generally it is safe to allow cookies. Most browsers let you disable cookies, but we encourage you to allow,, and our technology partners to create and use a cookie files.